Master FinTech risk management and compliance strategies. Learn to balance operational risks in finance with evolving regulatory requirements.
Master FinTech risk management and compliance strategies. Learn to balance operational risks in finance with evolving regulatory requirements.
This course cannot be purchased separately - to access the complete learning experience, graded assignments, and earn certificates, you'll need to enroll in the full FinTech: Finance Industry Transformation and Regulation Specialization program. You can audit this specific course for free to explore the content, which includes access to course materials and lectures. This allows you to learn at your own pace without any financial commitment.
4.7
(187 ratings)
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Instructors:
English
پښتو, বাংলা, اردو, 3 more
What you'll learn
Analyze and develop FinTech risk management strategies
Implement effective corporate governance frameworks
Navigate financial compliance and regulatory requirements
Develop business continuity and disaster recovery plans
Manage operational risks in FinTech environments
Skills you'll gain
This course includes:
8.5 Hours PreRecorded video
5 assignments
Access on Mobile, Tablet, Desktop
FullTime access
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There are 5 modules in this course
This comprehensive course explores risk management and corporate governance in the finance industry, focusing on the disruption caused by FinTech and RegTech. Students learn about compliance challenges with financial requirements and government regulations, strategies for analyzing FinTech risk, and increasing operational risks in the changing financial environment. The course covers IT compliance, assurance, and practical skills for managing technological changes in financial firms.
Compliance with financial requirements & government regulations
Module 1 · 2 Hours to complete
FinTech Compliance with corporate governance: Objectives, guidelines,& policy
Module 2 · 2 Hours to complete
IT Compliance & Assurance Part 1
Module 3 · 2 Hours to complete
IT Compliance & Assurance Part 2
Module 4 · 2 Hours to complete
Peer-graded Final Project
Module 5 · 5 Hours to complete
Fee Structure
Instructors
Associate Professor at HKUST Specializing in Information Systems and Business Strategy
Dr. Theodore H. K. Clark is an Associate Professor in the Information Systems, Business Statistics, and Operations Management Department (ISOM) at the Hong Kong University of Science and Technology (HKUST). He holds degrees in Engineering (BS), Law (JD), Business (Harvard MBA), and Information Systems Management (Harvard DBA). Dr. Clark has taught various MBA and MSc ISM courses at HKUST and has extensive consulting experience with McKinsey & Company, focusing on sourcing, strategy, and operations. His diverse academic background and professional expertise enable him to provide valuable insights into the intersection of technology, business, and law.
Associate Professor and Director of Business Education at HKUST
Dr. Percy Garvin Dias is the Associate Professor of Business Education in the Information Systems, Business Statistics, and Operations Management Department (ISOM) at the Hong Kong University of Science and Technology (HKUST). He also serves as the Director of the Center for Business Education. Dr. Dias has been recognized as an Expert Level Instructor by Cisco Networking Academy, placing him in the top 10% of instructors globally. His teaching excellence has earned him several accolades, including the Michael G. Gale Gold Medal for Distinguished Teaching in 2017, four Franklin Prizes for Teaching Excellence (2000-2014), and the University Teaching Innovation Award in 2004.
Testimonials
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4.7 course rating
187 ratings
Frequently asked questions
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